Filing Details

Accession Number:
0001465740-21-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-17 17:20:13
Reporting Period:
2021-05-13
Accepted Time:
2021-05-17 17:20:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465740 Two Harbors Investment Corp. TWO Real Estate Investment Trusts (6798) 270312904
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474897 Thomas Siering Two Harbors Investment Corp.
601 Carlson Parkway, Suite 1400
Minnetonka MN 55305
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-13 200,000 $6.98 549,706 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-14 100,000 $7.09 449,706 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 363,636 Indirect Thomas E. Siering Revocable Trust
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9577 to $7.0180, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Includes 363,636 shares previously held indirectly through grantor retained annuity trusts which were distributed to and are now held indirectly in the Thomas E. Siering Revocable Trust.