Filing Details

Accession Number:
0001104659-21-068143
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-17 16:31:02
Reporting Period:
2021-05-13
Accepted Time:
2021-05-17 16:31:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745317 Velodyne Lidar Inc. VLDR General Industrial Machinery & Equipment, Nec (3569) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1827155 Anand Gopalan 5521 Hellyer Avenue
San Jose CA 95138
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-13 238,709 $9.37 506,960 No 4 S Direct
Common Stock Disposition 2021-05-13 201,963 $10.42 304,997 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2021-05-13 182,815 $0.00 182,815 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
182,815 No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $8.97 to $9.942, inclusive. The Reporting Person undertakes to provide to the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $10.021 to $10.67, inclusive. The Reporting Person undertakes to provide to the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Represents a grant of restricted stock units ("RSUs") that vest in installments, with 25% of the RSUs vesting on December 31, 2021, and 8.33% of the RSUs vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment in connection with the sale of the issuer and in connection with certain terminations of employment in accordance with the Reporting Person's employment agreement.