Filing Details

Accession Number:
0000927628-21-000214
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-17 16:12:57
Reporting Period:
2021-05-13
Accepted Time:
2021-05-17 16:12:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1691706 J Michael Wassmer 1680 Capital One Drive
Mclean VA 22102
President, Card No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-13 17,743 $156.27 0 No 4 S Indirect By GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 65,747 Direct
Common Stock 26,120 Indirect By 2021 GRAT
Common Stock 15 Indirect By Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.22 to $156.34. Information regarding the number of shares sold at each price will be provided upon request.
  2. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
  3. On May 10, 2021, the reporting person contributed 26,120 shares of Capital One common stock previously owned directly to a grantor retained annuity trust.