Filing Details

Accession Number:
0000899243-21-019603
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-05-17 15:58:00
Reporting Period:
2021-01-04
Accepted Time:
2021-05-17 15:58:00
Original Submission Date:
2021-01-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1807427 Owl Rock Capital Corp Iii NONE () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1786096 Ch Investment Partners, L.l.c. 3953 Maple Avenue, Suite 250
Dallas TX 75219
No No No Yes
1812407 L.l.c. Warehouse Iii Orcc 3953 Maple Avenue, Suite 250
Dallas TX 75219
No No No Yes
1818577 L.l.c. Investors Iii Orcc 3953 Maple Avenue, Suite 250
Dallas TX 75219
No No No Yes
1820170 L. Kirk Rimer 3953 Maple Avenue, Suite 250
Dallas TX 75219
No No No Yes
1820184 Oak Lawn Direct Investors Gp, L.l.c. 3953 Maple Avenue, Suite 250
Dallas TX 75219
No No No Yes
1820195 I35 Advisors, Inc. 3953 Maple Avenue, Suite 250
Dallas TX 75219
No No No Yes
1820229 R. Michael Silverman 3953 Maple Avenue, Suite 250
Dallas TX 75219
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-04 1,892,455 $0.00 1,665,146 No 4 S Indirect By ORCC III Warehouse L.L.C.
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-01-04 1,892,455 $0.00 1,892,455 No 4 P Indirect By ORCC III Investors L.L.C.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By ORCC III Warehouse L.L.C.
No 4 P Indirect By ORCC III Investors L.L.C.
Footnotes
  1. On January 4, 2021, ORCC III Warehouse L.L.C., a Delaware limited liability company ("ORCC III Warehouse") transferred 1,892,455.147 shares of common stock, par value $0.01 per share of Owl Rock Capital Corporation III, a Maryland corporation (the "Issuer") to its affiliate, ORCC III Investors L.L.C., a Delaware limited liability company ("ORCC III Investors", and together with ORCC III Warehouse, the "Funds") at cost, including the reimbursement of certain expenses.
  2. This Form 4 is being jointly filed by and on behalf of each of the Funds, Oak Lawn Direct Investors GP, L.L.C., a Delaware limited liability company ("Oak Lawn"), CH Investment Partners, L.L.C., a Delaware limited liability company ("CHIP"), I35 Advisors, Inc., a Texas corporation ("I35"), Kirk L. Rimer and Michael R. Silverman. The Funds are the record and direct beneficial owners of the securities covered by this statement. Oak Lawn is the managing member of, and may be deemed to beneficially own securities owned by, the Funds.
  3. CHIP serves as the investment manager to the Funds and has been granted exclusive investment discretion and investment management authority with respect to the Funds and its investments, including the securities covered by this statement, but CHIP generally must seek voting instructions from the members of the Funds and vote in accordance with such instructions. I35 is the manager of, and may be deemed to beneficially own securities beneficially owned by, Oak Lawn. Michael Silverman and Kirk Rimer serve as Co-Presidents of I35, and may be deemed to beneficially own securities beneficially owned by, I35.
  4. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities.