Filing Details

Accession Number:
0001104659-21-067336
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-17 07:03:28
Reporting Period:
2021-05-13
Accepted Time:
2021-05-17 07:03:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1035354 Eloxx Pharmaceuticals Inc. ELOX Services-Commercial Physical & Biological Research (8731) 841368850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1726029 L.p. Iv (Cayman) Pontifax C/O Eloxx Pharmaceuticals, Inc.
950 Winter Street
Waltham MA 02451
No No Yes No
1726030 L.p. Iv (China) Pontifax C/O Eloxx Pharmaceuticals, Inc.
950 Winter Street
Waltham MA 02451
No No Yes No
1726039 Pontifax (Israel) Iv, L.p. C/O Eloxx Pharmaceuticals, Inc.
950 Winter Street
Waltham MA 02451
No No Yes No
1726334 Ltd. (2015) G.p. 4 Management Pontifax C/O Eloxx Pharmaceuticals, Inc.
950 Winter Street
Waltham MA 02451
No No Yes No
1726353 L.p. Gp Iv Pontifax C/O Eloxx Pharmaceuticals, Inc.
950 Winter Street
Waltham MA 02451
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-13 1,280,624 $1.35 1,791,470 No 4 P Indirect By Pontifax Investment Fund
Common Stock Acquisiton 2021-05-13 2,630,487 $1.35 3,679,797 No 4 P Indirect By Pontifax Investment Fund
Common Stock Acquisiton 2021-05-13 1,422,222 $1.35 1,989,551 No 4 P Indirect By Pontifax Investment Fund
Common Stock Acquisiton 2021-05-13 592,592 $1.35 616,592 No 4 P Indirect By Pontifax Investment Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Pontifax Investment Fund
No 4 P Indirect By Pontifax Investment Fund
No 4 P Indirect By Pontifax Investment Fund
No 4 P Indirect By Pontifax Investment Fund
Footnotes
  1. Reflects the purchase of shares in the offering of Common Stock of Eloxx Pharmaceuticals, Inc. that is expected to close on May 18, 2021.
  2. Represents shares of the Issuer held by Pontifax (Cayman) IV L.P. ("Cayman IV"). Pontifax IV GP L.P. ("Pontifax IV") is the general partner of Cayman IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the general partner of Pontifax IV. As a result, each of Management 4 and Pontifax IV may be deemed to share voting and dispositive power with respect to the shares held by Cayman IV. Each of Management 4, Pontifax IV and Cayman IV disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
  3. Represents shares of the Issuer held by Pontifax (Israel) IV, L.P. ("Israel IV"). Pontifax IV is the general partner of Israel IV. Management 4 is the general partner of Pontifax IV. As a result, each of Management 4 and Pontifax IV may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. Each of Management 4, Pontifax IV and Israel IV disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
  4. Represents shares of the Issuer held by Pontifax (China) IV L.P. ("China IV"). Pontifax IV is the general partner of China IV. Management 4 is the general partner of Pontifax IV. As a result, each of Management 4 and Pontifax IV may be deemed to share voting and dispositive power with respect to the shares held by China IV. Each of Management 4, Pontifax IV and China IV disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.
  5. Represents shares of the Issuer held by Pontifax Late Stage Fund L.P.("Late Stage Fund"). Pontifax Late Stage GP Ltd. ("Late Stage GP"), the general partner of Late Stage Fund, has a Strategic Alliance Agreement with Pontifax IV. By virtue of this relationship, Pontifax IV may be deemed to share voting and dispositive power with respect to the shares held by Late Stage Fund. Each of Management 4, Pontifax IV, Late Stage Fund and Late Stage GP disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise.