Filing Details
- Accession Number:
- 0001595521-21-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-30 13:00:00
- Reporting Period:
- 2021-04-30
- Accepted Time:
- 2021-04-30 17:59:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547158 | Tortoise Energy Independence Fund Inc. | NDP | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1437644 | Aristides Fund Lp | C/O Aristides Capital Llc 25 S. Huron Street, Suite 2A Toledo OH 43604 | No | No | Yes | No | |
| 1595521 | Aristides Capital Llc | 25 South Huron, Suite 2A Toledo OH 43604 | No | No | Yes | No | |
| 1602063 | Aristides Fund Qp, Lp | C/O Aristides Capital Llc 25 S. Huron Street, Suite 2A Toledo OH 43604 | No | No | Yes | No | |
| 1828006 | M. Christopher Brown | C/O Aristides Capital Llc 25 South Huron, Suite 2A Toledo OH 43604 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-04-30 | 64,936 | $18.30 | 55,195 | No | 4 | P | Indirect | By: Aristides Fund QP, LP |
| Common Stock | Disposition | 2021-04-30 | 128,805 | $18.30 | 55,195 | No | 4 | P | Indirect | By: Aristides Fund LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By: Aristides Fund QP, LP |
| No | 4 | P | Indirect | By: Aristides Fund LP |
Footnotes
- Aristides Fund QP, LP (the "3c7 Fund") is a private investment vehicle. The 3c7 Fund directly owns these securities reported herein. Aristides Capital LLC (the "General Partner") is the general partner of the 3c7 Fund. Christopher M. Brown is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- Aristides Fund LP (the "3c1 Fund") is a private investment vehicle. The 3c1 Fund directly owns these securities reported herein. The General Partner is the general partner of the 3c1 Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- All prices reported herein are exclusive of brokerage commissions.
Billionaire Hedge Funds
