Filing Details

Accession Number:
0001127602-21-014790
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-30 13:00:00
Reporting Period:
2021-04-28
Accepted Time:
2021-04-30 16:33:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1700758 K Richard Strege Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vice President & Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-28 1,200 $161.18 3,271 No 4 M Direct
Common Stock Disposition 2021-04-28 1,200 $238.79 2,071 No 4 S Direct
Common Stock Acquisiton 2021-04-29 3,574 $161.18 5,645 No 4 M Direct
Common Stock Acquisiton 2021-04-29 3,333 $155.92 8,978 No 4 M Direct
Common Stock Acquisiton 2021-04-29 1,767 $155.34 10,745 No 4 M Direct
Common Stock Disposition 2021-04-29 8,674 $238.92 2,071 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-04-28 1,200 $0.00 1,200 $161.18
Common Stock Stock Option (Right to Buy) Disposition 2021-04-29 3,574 $0.00 3,574 $161.18
Common Stock Stock Option (Right to Buy) Disposition 2021-04-29 3,333 $0.00 3,333 $155.92
Common Stock Stock Option (Right to Buy) Disposition 2021-04-29 1,767 $0.00 1,767 $155.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,574 2028-02-15 No 4 M Direct
0 2028-02-15 No 4 M Direct
1,667 2020-02-14 2029-02-14 No 4 M Direct
3,533 2021-02-13 2030-02-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $189.89 2022-02-11 2031-02-11 3,628 3,628 Direct
Common Stock Restricted Stock Units $0.00 2024-02-11 2024-02-11 566 566 Direct
Common Stock Performance Units $0.00 672 672 Direct
Common Stock Performance Units $0.00 668 668 Direct
Common Stock Performance Units $0.00 1,131 1,131 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-02-11 3,628 3,628 Direct
2024-02-11 566 566 Direct
672 672 Direct
668 668 Direct
1,131 1,131 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $238.75 to $238.825. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. This transaction was executed in multiple trades at prices ranging from $238.75 to $239.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  3. Option fully vested.
  4. Exercise of Rule 16b-3 stock option.
  5. Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  6. 1 for 1.
  7. The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
  8. If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  9. If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  10. If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.