Filing Details
- Accession Number:
- 0001209191-21-032029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-12 13:00:00
- Reporting Period:
- 2021-05-10
- Accepted Time:
- 2021-05-12 16:12:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042046 | American Financial Group Inc | AFG | () | OH |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942082 | Iii H Carl Lindner | 301 East Fourth Street Cincinnati OH 45202 | Co-Ceo & Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-10 | 50,000 | $44.01 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-10 | 43,901 | $129.86 | 6,099 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-10 | 6,099 | $129.83 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-10 | 36,760 | $56.44 | 36,760 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-10 | 36,428 | $128.25 | 332 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-10 | 332 | $129.02 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Exercise | Disposition | 2021-05-10 | 50,000 | $0.00 | 50,000 | $44.01 |
| Common Stock | Stock Option Exercise | Disposition | 2021-05-10 | 36,760 | $0.00 | 36,760 | $56.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-21 | No | 4 | M | Direct | |
| 13,240 | 2024-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,087,917 | Indirect | Indirect #1 |
| Common Stock | 1,325,043 | Indirect | Indirect #13 |
| Common Stock | 493,602 | Indirect | Indirect #14 |
| Common Stock | 103,131 | Indirect | Indirect #15 |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.50 to $129.50 inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.51 to $130.25, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.985, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.02 to $129.025, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
- Indirect #13: By C3 Family Trust 2010-1
- Indirect #14: C3 QAT Dtd 9/25/20.
- Indirect #15: By #13 C# Legacy Trust 12/1/20.
- These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
Billionaire Hedge Funds
