Filing Details
- Accession Number:
- 0001181431-11-026434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 21:19:56
- Reporting Period:
- 2011-04-29
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 21:19:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 954840775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316632 | C Alexander Livanos | 1840 Century Park East Los Angeles CA 90067 | Corp Vp & Chf Tech Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-29 | 3,828 | $47.99 | 71,283 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 3,828 | $62.57 | 67,455 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 4,375 | $48.55 | 71,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 4,375 | $62.57 | 67,455 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 51,040 | $41.14 | 118,495 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 51,040 | $62.69 | 67,455 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-04-29 | 3,828 | $47.99 | 3,828 | $47.99 |
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-04-29 | 4,375 | $48.55 | 4,375 | $48.55 |
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2011-04-29 | 51,040 | $41.14 | 51,040 | $41.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-06-14 | 2014-06-14 | No | 4 | M | Direct |
| 0 | 2006-02-07 | 2015-02-07 | No | 4 | M | Direct |
| 25,523 | 2010-02-17 | 2016-02-17 | No | 4 | M | Direct |
Footnotes
- Total amount includes 13,343 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; 14,109 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12; 6,741 unvested RPSRs granted under the LTISP on 2/15/11 with the measurement period ending on 12/31/13; and 6,741 Restricted Stock Rights granted under the LTISP on 2/15/11 and cliff vests 100% on the fourth anniversary from the grant date on 2/15/15. Grants awarded pursuant to Rule 16b-3(d).
- Represents the weighted average sale price of $62.69 rounded to the nearest hundredths. The highest prince at which the shares sold was $62.770 and the lowest price at which the shares sold was $62.57.
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