Filing Details
- Accession Number:
- 0001209191-11-025477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 20:25:29
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 20:25:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 931015 | Polaris Industries Inc | PII | Miscellaneous Transportation Equipment (3790) | 411790959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307660 | J Bennett Morgan | 2100 Highway 55 Medina MN 55340 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-28 | 4,824 | $43.02 | 64,729 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 12,500 | $19.80 | 77,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 15,000 | $105.16 | 62,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-28 | 240 | $0.00 | 20,533 | No | 4 | G | Indirect | By Sharon Morgan Living Trust |
| Common Stock | Disposition | 2011-04-28 | 120 | $0.00 | 2,452 | No | 4 | G | Indirect | By Bennett Morgan Living Trust |
| Common Stock | Acquisiton | 2011-04-28 | 120 | $0.00 | 120 | No | 4 | G | Indirect | By Son |
| Common Stock | Acquisiton | 2011-04-28 | 240 | $0.00 | 420 | No | 4 | G | Indirect | By Daughter |
| Common Stock | Acquisiton | 2011-04-29 | 6,000 | $59.45 | 68,229 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 9,176 | $43.02 | 77,405 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 15,176 | $105.03 | 62,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-29 | 120 | $105.14 | 0 | No | 4 | S | Indirect | By Son |
| Common Stock | Disposition | 2011-04-29 | 420 | $105.13 | 0 | No | 4 | S | Indirect | By Daughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Indirect | By Sharon Morgan Living Trust |
| No | 4 | G | Indirect | By Bennett Morgan Living Trust |
| No | 4 | G | Indirect | By Son |
| No | 4 | G | Indirect | By Daughter |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Son |
| No | 4 | S | Indirect | By Daughter |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right-to-buy) | Disposition | 2011-04-28 | 4,824 | $0.00 | 4,824 | $43.02 |
| Common Stock | Employee Stock Options (Right-to-buy) | Disposition | 2011-04-28 | 12,500 | $0.00 | 12,500 | $19.80 |
| Common Stock | Employee Stock Options (Right-to-buy) | Disposition | 2011-04-29 | 6,000 | $0.00 | 6,000 | $59.45 |
| Common Stock | Employee Stock Options (Right-to-buy) | Disposition | 2011-04-29 | 9,176 | $0.00 | 9,176 | $43.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,176 | 2006-11-03 | 2013-11-03 | No | 4 | M | Direct |
| 62,500 | 2011-02-02 | 2019-02-02 | No | 4 | M | Direct |
| 10,000 | 2007-11-01 | 2014-11-01 | No | 4 | M | Direct |
| 0 | 2006-11-03 | 2013-11-03 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of 15,000 shares of Common Stock sold by the reporting person in multiple transactions on April 28, 2011 with sale prices ranging from $105.00 to $105.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction involved a gift of securities by the Sharon Morgan Living Trust, of which the reporting person and his spouse are trustees to the reporting person's son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
- This transaction involved a gift of securities by the Sharon Morgan and Bennett Morgan Living Trusts, of which the reporting person and his spouse are trustees, to the reporting person's daughter, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
- Reflects the weighted average price of 15,176 shares of Common Stock sold by the reporting person in multiple transactions on April 29, 2011 with sale prices ranging from $105.00 to $106.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 420 shares of Common Stock sold by the reporting person in multiple transactions on April 29, 2011 with sale prices ranging from $105.10 to $105.16 per share inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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