Home > Insider Trading > Filing (0001493152-21-011002)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487197	Barfresh Food Group Inc.	BRFH	Canned, Frozen & Preservd Fruit, Veg & Food Specialties (2030)	271994359

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1557753	M. Joseph Cugine	100 East Ridge Road Ridgefield CT 06877		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-12-21	500,000	$0.00	1,329,414	No	4	A	Direct
Common Stock	Acquisiton	2018-05-21	500,000	$0.00	1,829,414	No	4	A	Direct
Common Stock	Acquisiton	2018-12-03	23,275	$0.00	1,852,689	No	4	A	Direct
Common Stock	Acquisiton	2020-03-10	10,000	$0.60	1,862,689	No	4	P	Direct
Common Stock	Acquisiton	2020-03-23	125,228	$0.00	1,987,917	No	4	J	Direct
Common Stock	Acquisiton	2020-09-28	53,669	$0.00	2,041,586	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	P	Direct
No	4	J	Direct
No	4	J	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock options	Acquisiton	2015-04-16	600,000	$0.00	600,000	$0.50
Common Stock	Stock options	Acquisiton	2016-11-25	83,791	$0.00	83,791	$0.72
Common Stock	Stock options	Acquisiton	2018-07-26	250,000	$0.00	250,000	$0.52
Common Stock	Stock options	Acquisiton	2021-05-07	74,405	$0.00	74,405	$0.42
Common Stock	L Warrant M2	Acquisiton	2018-11-30	6,720	$0.00	6,720	$0.60
Common Stock	M Warrant	Acquisiton	2019-03-30	273,798	$0.00	273,798	$0.70
Common Stock	O Warrant	Acquisiton	2020-03-23	62,614	$0.00	62,614	$0.60
Common Stock	O Warrant	Acquisiton	2020-09-28	26,835	$0.00	26,835	$0.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
600,000		2023-05-01	No	4	A	Direct
83,791		2024-11-25	No	4	A	Direct
250,000		2026-07-26	No	4	A	Direct
74,405	2021-05-17	2029-05-07	No	4	A	Direct
6,720	2018-11-30	2021-11-30	No	4	P	Direct
273,798	2019-03-30	2028-03-29	No	4	A	Direct
62,614	2020-03-23	2023-03-23	No	4	J	Direct
26,835	2020-09-28	2023-09-28	No	4	J	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock options	$0.61	2017-05-27	2024-05-27	250,000	250,000	Direct
Common Stock	Stock options	$0.55	2017-09-15	2025-09-15	250,000	250,000	Direct
Common Stock	J Warrant	$0.75	2016-09-28	2021-09-27	39,063	39,063	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-05-27	250,000	250,000	Direct
2025-09-15	250,000	250,000	Direct
2021-09-27	39,063	39,063	Direct

Footnotes

Represents vesting of restricted stock award granted on May 8, 2015.
Represents vesting of restricted stock award granted on December 12, 2016.
On March 23, 2020, Mr. Cugine converted his M1/M2 convertible notes into common stock "O" Warrants were issued for participation in the conversion.
On September 28, 2020, Mr. Cugine received additional shares due to a price adjustment on the M1/M2 convertible note conversion, as well as additional warrants.
Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date.
Stock option granted as non-employee director board compensation
On November 30, 2018, Mr. Cugine purchased a convertible and warrants, convertible and exercisable at a trailing average price between $0.88 and $0.60 per share.
Payment of deferred compensation.