Filing Details
- Accession Number:
- 0000899243-21-019100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-11 13:00:00
- Reporting Period:
- 2021-05-07
- Accepted Time:
- 2021-05-11 16:27:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241912 | C Marla Gottschalk | C/O Potbelly Corporation 111 North Canal St., Suite 325 Chicago IL 60606 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-07 | 4,200 | $7.22 | 144,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-07 | 4,200 | $7.40 | 140,021 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-07 | 4,200 | $0.00 | 4,200 | $7.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,969 | 2021-05-10 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan").
- The sale of common stock reported in this Form 4 was effected pursuant to the 10b5-1 Plan.
- These options are immediately exercisable.
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