Filing Details

Accession Number:
0001209191-21-031235
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-10 13:00:00
Reporting Period:
2021-05-07
Accepted Time:
2021-05-10 16:22:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1675149 Alcoa Corp AA Primary Production Of Aluminum (3334) 811789115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1808037 A Tammi Jones 201 Isabella Street
Suite 500
Pittsburgh PA 15212
Evp & Chro No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-05-07 1,953 $34.83 8,703 No 4 M Indirect By Spouse
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-05-07 2,482 $37.68 11,185 No 4 M Indirect By Spouse
Common Stock, Par Value $0.01 Per Share Disposition 2021-05-07 4,435 $41.18 6,750 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-05-07 1,953 $0.00 1,953 $34.83
Common Stock Employee Stock Option (right to buy) Disposition 2021-05-07 2,482 $0.00 2,482 $37.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-01-20 2025-01-20 No 4 M Indirect
0 2018-02-02 2027-02-02 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 43,562 Direct
Common Stock, Par Value $0.01 Per Share 57 Indirect By Company 401(k) Plan
Footnotes
  1. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.1700 - $41.1901. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  2. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
  3. This option vested in equal installments over three years beginning on the date shown.