Filing Details
- Accession Number:
- 0001127602-11-014400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 18:18:41
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 18:18:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1224370 | Mindspeed Technologies Inc | MSPD | Semiconductors & Related Devices (3674) | 010616769 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413147 | W Bret Johnsen | 4000 Macarthur Blvd., East Tower Newport Beach CA 92660 | Senior Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-28 | 12,500 | $2.12 | 149,101 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 16,666 | $4.36 | 165,767 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 50,000 | $3.87 | 215,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 91,832 | $8.81 | 123,935 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-29 | 11,708 | $9.02 | 0 | No | 4 | S | Indirect | By Savings Plan - MSPD |
| Common Stock | Disposition | 2011-04-29 | 12,810 | $9.02 | 111,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Savings Plan - MSPD |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-28 | 12,500 | $0.00 | 12,500 | $2.12 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-28 | 16,666 | $0.00 | 16,666 | $4.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-28 | 50,000 | $0.00 | 50,000 | $3.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,835 | 2010-04-30 | 2017-04-30 | No | 4 | M | Direct |
| 23,334 | 2010-02-20 | 2017-11-20 | No | 4 | M | Direct |
| 62,500 | 2009-07-24 | 2016-07-24 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $8.750 to $8.905. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
- The price in Column 4 is a weighted average purchase price. The prices actually received ranged from $8.990 to $9.050. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
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