Filing Details

Accession Number:
0001726978-21-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-10 13:00:00
Reporting Period:
2021-05-06
Accepted Time:
2021-05-10 18:28:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1726978 Goosehead Insurance Inc. GSHD Insurance Agents, Brokers & Service (6411) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737503 Elizabeth Mary Robyn Jones C/O Goosehead Insurance, Inc.
1500 Solana Blvd., Building 4, Ste 4500
Westlake TX 76262
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2021-05-06 34,054 $0.00 12,578,002 No 4 C Indirect By Trust
Class A Common Stock Acquisiton 2021-05-06 34,054 $0.00 34,054 No 4 C Indirect By Mark and Robyn Jones Descendants Trust 2014
Class A Common Stock Disposition 2021-05-06 19,551 $99.72 14,503 No 4 S Indirect By Mark and Robyn Jones Descendants Trust 2014
Class A Common Stock Disposition 2021-05-06 7,709 $100.60 6,794 No 4 S Indirect By Mark and Robyn Jones Descendants Trust 2014
Class A Common Stock Disposition 2021-05-06 5,693 $101.57 1,101 No 4 S Indirect By Mark and Robyn Jones Descendants Trust 2014
Class A Common Stock Disposition 2021-05-06 1,101 $102.42 0 No 4 S Indirect By Mark and Robyn Jones Descendants Trust 2014
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 C Indirect By Mark and Robyn Jones Descendants Trust 2014
No 4 S Indirect By Mark and Robyn Jones Descendants Trust 2014
No 4 S Indirect By Mark and Robyn Jones Descendants Trust 2014
No 4 S Indirect By Mark and Robyn Jones Descendants Trust 2014
No 4 S Indirect By Mark and Robyn Jones Descendants Trust 2014
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock LLC Units in Goosehead Financial, LLC Disposition 2021-05-06 34,054 $0.00 34,054 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,578,002 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 333,790 Direct
Class B Common Stock 182,349 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock LLC Units in Goosehead Financial, LLC $0.00 182,349 182,349 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
182,349 182,349 Direct
Footnotes
  1. Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.10 to $100.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.11 to $101.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.14 to $102.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.20 to $102.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  6. This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
  7. Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.