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Filing Details

Accession Number:: 0000899243-21-018645
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-07 13:00:00
Reporting Period:: 2019-05-17

Accepted Time:: 2021-05-07 16:05:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1722482	Avantor Inc.	AVTR	()	NY

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
769993	Goldman Sachs & Co. Llc	200 West Street New York NY 10282	No	No	Yes	No
886982	Goldman Sachs Group Inc	200 West Street New York NY 10282	No	No	Yes	No
1575993	Broad Street Principal Investments, L.l.c.	200 West Street New York NY 10282	No	No	Yes	No
1615636	Bridge Street Opportunity Advisors, L.l.c.	200 West Street New York NY 10282	No	No	Yes	No
1698770	Stonebridge 2017 Offshore, L.p.	200 West Street New York NY 10282-2198	No	No	Yes	No
1698772	Stonebridge 2017, L.p.	200 West Street New York NY 10282-2198	No	No	Yes	No
1708241	Vwr Partners, L.p.	200 West Street New York NY 10282	No	No	Yes	No
1729502	Stonebridge 2018, L.p.	200 West Stree New York NY 10282	No	No	Yes	No
1729503	Stonebridge 2018 Offshore, L.p.	200 West Street New York NY 10282	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-05-17	13,099	$14.00	67,619,397	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-05-17	14,049	$14.00	67,605,348	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-07-31	55	$17.55	72,612,230	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-07-31	55	$17.55	72,612,175	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-08-06	88	$16.66	72,614,265	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-08-06	88	$16.66	72,614,177	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-08-12	16,245	$16.51	72,632,694	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-08-12	16,245	$16.51	72,616,449	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-08-12	9	$16.66	72,616,458	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-08-12	9	$16.66	72,616,449	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-06	67,437	$16.51	72,683,598	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-06	67,437	$16.51	72,616,161	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-06	49,200	$17.06	72,665,361	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-06	49,200	$17.06	72,616,161	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-09	149,694	$16.46	72,773,571	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-09	149,694	$16.46	72,623,877	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-25	1,768	$14.70	72,621,850	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-25	1,768	$14.70	72,620,082	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-25	4,146	$14.76	72,624,228	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-25	4,146	$14.76	72,620,082	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-25	100	$14.78	72,620,182	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-25	100	$14.78	72,620,082	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-25	3,800	$14.78	72,623,882	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-25	3,800	$14.78	72,620,082	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-25	100	$14.79	72,620,182	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-25	100	$14.79	72,620,082	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-25	5,164	$14.79	72,625,246	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-25	5,164	$14.79	72,620,082	No	4	S	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Acquisiton	2019-09-25	9,922	$14.80	72,630,004	No	4	P	Indirect	See Footnotes
Common Stock, Par Value $0.01 Per Share	Disposition	2019-09-25	9,922	$14.80	72,620,082	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.
Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.
This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs, Broad Street Principal Investments, L.L.C. ("BSPI"), StoneBridge 2017, L.P. ("StoneBridge 2017"), StoneBridge 2017 Offshore, L.P. ("StoneBridge 2017 Offshore"), VWR Partners, L.P. ("VWR"), StoneBridge 2018, L.P. ("StoneBridge 2018"), StoneBridge 2018 Offshore, L.P. ("StoneBridge 2018 Offshore" and, together with StoneBridge 2017, StoneBridge 2017 Offshore, VWR and StoneBridge 2018, the "GS Funds") and Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street"). GS Group, Goldman Sachs, BSPI, the GS Funds and Bridge Street are defined collectively as the "Reporting Persons".
Bridge Street is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds.
Goldman Sachs and GS Group may be deemed to beneficially own indirectly shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds and BSPI. Bridge Street, the sole general partner of each of the GS Funds, is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds. Goldman Sachs is a direct subsidiary of GS Group.
As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly, in the aggregate, 43,481,933 shares of the Common Stock of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) BSPI owned directly 10,507,085 shares of Common Stock, (ii) StoneBridge 2017 owned directly 683,221 shares of Common Stock, (iii) StoneBridge 2017 Offshore owned directly 315,779 shares of Common Stock, (iv) VWR owned directly 29,007,209 shares of Common Stock, (v) StoneBridge 2018 owned directly 2,089,674 shares of Common Stock and (vi) StoneBridge 2018 Offshore owned directly 878,965 shares of Common Stock.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.