Filing Details

Accession Number:
0000899243-21-018646
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-07 13:00:00
Reporting Period:
2019-05-17
Accepted Time:
2021-05-07 16:06:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1722482 Avantor Inc. AVTR Laboratory Analytical Instruments (3826) 822758923
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1776123 Jo Natauri C/O Goldman Sachs &Amp; Co. Llc
200 West Street
New York NY 10282
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-05-17 13,099 $14.00 67,619,397 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-05-17 14,049 $14.00 67,605,348 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-07-31 55 $17.55 72,612,230 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-07-31 55 $17.55 72,612,175 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-08-06 88 $16.66 72,614,265 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-08-06 88 $16.66 72,614,177 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-08-12 16,245 $16.51 72,632,694 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-08-12 16,245 $16.51 72,616,449 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-08-12 9 $16.66 72,616,458 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-08-12 9 $16.66 72,616,449 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-06 67,437 $16.51 72,683,598 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-06 67,437 $16.51 72,616,161 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-06 49,200 $17.06 72,665,361 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-06 49,200 $17.06 72,616,161 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-09 149,694 $16.46 72,773,571 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-09 149,694 $16.46 72,623,877 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-25 1,768 $14.70 72,621,850 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-25 1,768 $14.70 72,620,082 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-25 4,146 $14.76 72,624,228 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-25 4,146 $14.76 72,620,082 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-25 100 $14.78 72,620,182 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-25 100 $14.78 72,620,082 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-25 3,800 $14.78 72,623,882 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-25 3,800 $14.78 72,620,082 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-25 100 $14.79 72,620,182 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-25 100 $14.79 72,620,082 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-25 5,164 $14.79 72,625,246 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-25 5,164 $14.79 72,620,082 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-09-25 9,922 $14.80 72,630,004 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2019-09-25 9,922 $14.80 72,620,082 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. These transactions in the common stock (the "Common Stock") of Avantor, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.
  2. Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.
  3. The Reporting Person is a managing director of Goldman Sachs. Goldman Sachs is a direct subsidiary of The Goldman Sachs Group, Inc. ("GS Group").
  4. As of November 6, 2020, Goldman Sachs and GS Group may have been deemed to beneficially own indirectly 43,481,933 shares of Common Stock by reason of direct beneficial ownership of such shares by StoneBridge 2017, L.P., StoneBridge 2017 Offshore, L.P., VWR Partners, L.P., StoneBridge 2018, L.P. and StoneBridge 2018 Offshore, L.P. (together the "GS Funds") and Broad Street Principal Investments, L.L.C. ("BSPI"). Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the sole general partner of each of the GS Funds and may be deemed to beneficially own shares of Common Stock by reason of direct beneficial ownership of such shares by the GS Funds. Bridge Street is an indirect wholly-owned subsidiary of GS Group. Goldman Sachs is the manager of BSPI and Bridge Street, and the investment manager of each of the GS Funds.
  5. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.