Filing Details
- Accession Number:
- 0001437749-21-011379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-07 13:00:00
- Reporting Period:
- 2021-05-07
- Accepted Time:
- 2021-05-07 18:41:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455277 | M. Daniel Grow | 25 Lake Avenue Ext. Danbury CT 06811 | Svp, Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-07 | 1,500 | $19.07 | 4,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-07 | 1,000 | $20.63 | 5,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-07 | 2,500 | $31.70 | 3,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-07 | 1,500 | $0.00 | 1,500 | $19.07 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-07 | 1,000 | $0.00 | 1,000 | $20.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-07-26 | No | 4 | M | Direct | |
| 0 | 2022-07-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,284 | Indirect | Shares held in Ethan Allen401(K) Plan |
Footnotes
- The stock option granted on July 26, 2011 vested ratably over four years.
- The stock option granted on July 31, 2012 vested ratably over four years.
Billionaire Hedge Funds
