Filing Details

Accession Number:
0001209191-11-025394
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-02 17:25:54
Reporting Period:
2011-04-28
Filing Date:
2011-05-02
Accepted Time:
2011-05-02 17:25:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
731766 Unitedhealth Group Inc UNH Hospital & Medical Service Plans (6324) 411321939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475141 James Christopher Walsh C/O Unitedhealth Group Incorporated
9900 Bren Road East
Minnetonka MN 55343
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-28 35,355 $33.94 115,793 No 4 M Direct
Common Stock Disposition 2011-04-28 29,101 $49.10 86,692 No 4 F Direct
Common Stock Acquisiton 2011-04-28 22,422 $29.74 109,114 No 4 M Direct
Common Stock Disposition 2011-04-28 17,357 $49.10 91,757 No 4 F Direct
Common Stock Disposition 2011-04-29 11,319 $49.06 80,438 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2011-04-28 35,355 $0.00 35,355 $33.94
Common Stock Stock Appreciation Right Disposition 2011-04-28 22,422 $0.00 22,422 $29.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,354 2018-06-05 No 4 M Direct
42,420 2019-02-03 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades ranging from $49.06 to $49.075 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
  3. The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.