Filing Details

Accession Number:
0001104659-21-063275
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-07 13:00:00
Reporting Period:
2021-05-06
Accepted Time:
2021-05-07 20:41:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1192448 Glaukos Corp GKOS Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705850 E Joseph Gilliam C/O Glaukos Corporation,
229 Avenida Fabricante
San Clemente CA 92672
Cfo, Svp Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-06 10,549 $82.63 42,190 No 4 F Direct
Common Stock Disposition 2021-05-06 3,657 $81.95 38,533 No 4 S Direct
Common Stock Disposition 2021-05-06 1,143 $82.71 37,390 No 4 S Direct
Common Stock Disposition 2021-05-06 100 $83.61 37,290 No 4 S Direct
Common Stock Disposition 2021-05-06 100 $85.00 37,190 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Consists of shares withheld by the Issuer with respect to income taxes payable by the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on May 5, 2017, with the vesting schedule in four equal installments on May 5, 2018, May 5, 2019, May 5, 2020 and May 5, 2021.
  2. Includes 18,950 restricted stock units that have not yet vested or been delivered to the Reporting Person.
  3. These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
  4. This transaction was executed in multiple trades at prices ranging from $81.49 to $82.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $82.54 to $82.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.