Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2021-05-06 13:00:00
Reporting Period:
Accepted Time:
2021-05-06 13:03:31
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
855658 Lattice Semiconductor Corp LSCC Semiconductors & Related Devices (3674) 930835214
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1122794 E John Major 5555 Ne Moore Court
Hillsboro OR 97124
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-05 7,494 $0.00 38,552 No 4 M Direct
Common Stock Acquisiton 2021-05-05 1,000 $6.29 39,552 No 4 M Direct
Common Stock Disposition 2021-05-05 1,000 $48.14 38,552 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2021-05-05 1,000 $0.00 1,000 $6.29
Common Stock Restricted Stock Unit (RSU) Disposition 2021-05-05 7,494 $0.00 7,494 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
56,756 2019-03-14 2028-03-14 No 4 M Direct
0 2021-05-05 No 4 M Direct
  1. Restricted Stock Units - no purchase price for this transaction.
  2. The transaction indicated was conducted under an approved 10b5-1 Plan.
  3. This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.
  4. Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
  5. The restricted stock units vest 100% on the first anniversary of the Grant Date.
  6. Not applicable.