Filing Details

Accession Number:
0001179110-21-004879
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-04 13:00:00
Reporting Period:
2021-05-03
Accepted Time:
2021-05-04 20:10:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350653 Alphatec Holdings Inc. ATEC Surgical & Medical Instruments & Apparatus (3841) 202463898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1772837 David Sponsel C/O Alphatec Spine, Inc.
1950 Camino Vida Roble
Carlsbad CA 92008
Evp, Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-03 17,187 $3.86 615,371 No 4 M Direct
Common Stock Acquisiton 2021-05-03 12,813 $3.17 628,184 No 4 M Direct
Common Stock Disposition 2021-05-03 30,000 $15.97 598,184 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-05-03 17,187 $0.00 17,187 $3.86
Common Stock Employee Stock Option (right to buy) Disposition 2021-05-03 12,813 $0.00 12,813 $3.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,813 2019-05-29 2028-05-29 No 4 M Direct
7,187 2019-11-02 2028-11-02 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The options vest 25% on May 29, 2019 and thereafter in 36 equal monthly installments.
  4. The options vest 25% on November 2, 2019 and thereafter in 36 equal monthly installments.