Filing Details

Accession Number:
0001127602-21-015281
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-04 13:00:00
Reporting Period:
2021-04-30
Accepted Time:
2021-05-04 17:06:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1730101 Denise Pickett 200 Vesey Street, American Express Tower
New York NY 10285-5001
Pres., Gsg And Tls No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-30 5,260 $154.63 20,905 No 4 A Direct
Common Stock Disposition 2021-04-30 2,800 $154.63 18,105 No 4 F Direct
Common Stock Acquisiton 2021-04-30 5,260 $98.75 23,365 No 4 M Direct
Common Stock Disposition 2021-04-30 5,260 $153.11 18,105 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2021-04-30 5,260 $0.00 5,260 $98.75
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-04-30 5,260 $0.00 5,260 $98.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,260 2021-04-30 2028-04-30 No 4 A Direct
0 2021-04-30 2028-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,390 Indirect by ESOP
Footnotes
  1. Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.
  2. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
  3. The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of the net shares acquired from this exercise.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.10 to $153.12. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  5. Includes shares acquired pursuant to dividend reinvestment.
  6. Shares held in reporting person's account under the Company's Employee Stock Ownership Plan.
  7. The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.