Filing Details

Accession Number:
0001141391-21-000108
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-04 13:00:00
Reporting Period:
2021-04-30
Accepted Time:
2021-05-04 16:12:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338914 Ajay Banga 2000 Purchase Street
Purchase NY 10577-2509
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-04-30 130,000 $77.72 406,848 No 4 M Direct
Class A Common Stock Disposition 2021-04-30 11,168 $376.17 395,680 No 4 S Direct
Class A Common Stock Disposition 2021-04-30 10,350 $377.24 385,330 No 4 S Direct
Class A Common Stock Disposition 2021-04-30 2,947 $378.41 382,383 No 4 S Direct
Class A Common Stock Disposition 2021-04-30 35,517 $379.31 346,866 No 4 S Direct
Class A Common Stock Disposition 2021-04-30 21,944 $380.17 324,922 No 4 S Direct
Class A Common Stock Disposition 2021-04-30 4,693 $381.28 320,229 No 4 S Direct
Class A Common Stock Disposition 2021-04-30 21,446 $382.47 298,783 No 4 S Direct
Class A Common Stock Disposition 2021-04-30 21,835 $383.16 276,948 No 4 S Direct
Class A Common Stock Disposition 2021-04-30 100 $383.84 276,848 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2021-04-30 130,000 $0.00 130,000 $77.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
167,412 2024-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 15,000 Indirect By Trust (Spouse)
Class A Common Stock 53,629 Indirect By Trust
Class A Common Stock 59,722 Indirect By GRAT
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021.
  2. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.78 to $376.71. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.81 to $377.77. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  4. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.81 to $378.78. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  5. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.81 to $379.80. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  6. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.82 to $380.81. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  7. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.83 to $381.75. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  8. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $381.83 to $382.82. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  9. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $382.83 to $383.72. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  10. The reporting person was awarded 297,412 employee stock options on March 1, 2014, which had fully vested.