Filing Details

Accession Number:
0000899243-21-018277
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-04 13:00:00
Reporting Period:
2021-05-01
Accepted Time:
2021-05-04 21:40:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466301 Clovis Oncology Inc. CLVS Pharmaceutical Preparations (2834) 900475355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834833 C. Thomas Harding C/O Clovis Oncology, Inc.
5500 Flatiron Parkway, Suite 100
Boulder CO 80301
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-01 1,562 $0.00 1,562 No 4 M Direct
Common Stock Disposition 2021-05-04 833 $5.54 729 No 4 S Direct
Common Stock Acquisiton 2021-05-01 1,812 $0.00 2,541 No 4 M Direct
Common Stock Disposition 2021-05-04 966 $5.54 1,575 No 4 S Direct
Common Stock Acquisiton 2021-05-01 181 $0.00 1,304 No 4 M Indirect By wife
Common Stock Disposition 2021-05-04 80 $5.54 1,224 No 4 S Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Indirect By wife
No 4 S Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-05-01 1,562 $0.00 1,562 $0.00
Common Stock Restricted Stock Units Disposition 2021-05-01 1,812 $0.00 1,812 $0.00
Common Stock Restricted Stock Units Disposition 2021-05-01 181 $0.00 181 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,938 No 4 M Direct
19,938 No 4 M Direct
1,994 No 4 M Indirect
Footnotes
  1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
  2. Represents the shares automatically sold by the reporting person pursuant to an election to satisfy tax withholding obligations in connection with the vesting of the Restricted Stock Units listed in Table II. This sale does not represent a discretionary trade by the reporting person.
  3. On February 1, 2019, the reporting person was granted 25,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2020, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
  4. On January 31, 2020, the reporting person was granted 29,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2021, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
  5. On January 31, 2020, the reporting person was granted 2,900 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2021, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
  6. This transaction was executed in multiple trades at prices ranging from $5.53 to $5.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.