Filing Details

Accession Number:
0000898770-21-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-04 13:00:00
Reporting Period:
2021-04-30
Accepted Time:
2021-05-04 17:18:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
898770 Sharps Compliance Corp SMED Hazardous Waste Management (4955) 742657168
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521166 C Gregory Davis 9220 Kirby Drive
Suite 500
Houston TX 77054
Vice President Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-04-30 9,000 $17.50 0 No 4 S Direct
Common Stock Acquisiton 2021-05-03 10,242 $4.30 10,242 No 4 M Direct
Common Stock Disposition 2021-05-03 10,242 $17.46 0 No 4 S Direct
Common Stock Acquisiton 2021-05-03 1,410 $6.74 1,410 No 4 M Direct
Common Stock Disposition 2021-05-03 1,410 $17.46 0 No 4 S Direct
Common Stock Acquisiton 2021-05-03 6,093 $4.80 6,093 No 4 M Direct
Common Stock Disposition 2021-05-03 6,093 $17.46 0 No 4 S Direct
Common Stock Acquisiton 2021-05-03 3,350 $3.26 3,350 No 4 M Direct
Common Stock Disposition 2021-05-03 3,350 $17.46 0 No 4 S Direct
Common Stock Acquisiton 2021-05-04 13,953 $4.30 13,953 No 4 M Direct
Common Stock Disposition 2021-05-04 13,953 $16.52 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Sharps Compliance 2010 Stock Plan Options Disposition 2021-05-03 10,242 $4.30 10,242 $4.30
Common Stock Sharps Compliance 2010 Stock Plan Options Disposition 2021-05-03 1,410 $6.74 1,410 $6.74
Common Stock Sharps Compliance 2010 Stock Plan Disposition 2021-05-03 6,093 $4.80 6,093 $4.80
Common Stock Sharps Compliance 2010 Stock Plan Options Disposition 2021-05-03 3,350 $3.26 3,350 $3.26
Common Stock Sharps Compliance 2010 Stock Plan Options Disposition 2021-05-04 13,953 $4.30 13,953 $4.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
61,168 2015-11-21 2021-11-21 No 4 M Direct
59,758 2016-08-28 2022-08-28 No 4 M Direct
53,665 2018-09-28 2024-09-28 No 4 M Direct
50,315 2019-11-29 2025-11-29 No 4 M Direct
36,362 2015-11-21 2021-11-21 No 4 M Direct
Footnotes
  1. Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021.
  2. This represents the weighted average sale of 21,095 shares. Shares were sold between a range of $17.25 and $17.70.
  3. Cashless exercise and immediate sale through a broker of a stock award granted on August 28, 2015. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on August 28, 2022.
  4. Cashless exercise and immediate sale through a broker of stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
  5. Cashless exercise and immediate sale through a broker of stock award granted on November 29, 2018. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 29, 2025.
  6. This represents the weighted average sale of 13,953 shares. Shares were sold between the range of $16.50 and $16.71.