Filing Details

Accession Number:
0000049071-21-000084
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-03 13:00:00
Reporting Period:
2021-04-29
Accepted Time:
2021-05-03 12:39:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565717 S. Timothy Huval Humana Inc.
500 West Main Street
Louisville KY 40202
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2021-04-29 1,836 $268.47 8,865 No 4 M Direct
Humana Common Acquisiton 2021-04-29 2,035 $307.97 10,900 No 4 M Direct
Humana Common Disposition 2021-04-29 3,871 $443.53 7,029 No 4 S Direct
Humana Common Disposition 2021-04-30 822 $0.00 6,207 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2021-04-29 1,836 $0.00 1,836 $268.47
Humana Common Options Disposition 2021-04-29 2,035 $0.00 2,035 $307.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-02-19 No 4 M Direct
2,036 2026-02-25 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $350.79 2027-02-24 6,088 6,088 Direct
Humana Common Options $376.61 2028-02-22 5,003 5,003 Direct
Humana Common Restricted Stock Units $0.00 460 460 Direct
Humana Common Restricted Stock Units $0.00 808 808 Direct
Humana Common Restricted Stock Units $0.00 1,216 1,216 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-02-24 6,088 6,088 Direct
2028-02-22 5,003 5,003 Direct
460 460 Direct
808 808 Direct
1,216 1,216 Direct
Footnotes
  1. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
  2. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
  3. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
  4. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
  5. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  6. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  7. Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
  8. Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
  9. Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
  10. Price reported is weighted avg sales price.
  11. Shares disposed of represent a gift/charitable dontation effective April 30, 2021, in which no value was received in return.