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Filing Details

Accession Number:: 0000921895-21-001194
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-03 13:00:00
Reporting Period:: 2021-04-29

Accepted Time:: 2021-05-03 16:46:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1165002	Westwood Holdings Group Inc	WHG	Investment Advice (6282)	752969997

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1461945	Jcp Investment Management, Llc	1177 West Loop South Suite 1320 Houston TX 77027	No	No	Yes	No
1461946	Jcp Investment Partnership, Lp	1177 West Loop South Suite 1320 Houston TX 77027	No	No	Yes	Yes
1461947	Jcp Investment Partners, Lp	1177 West Loop South Suite 1320 Houston TX 77027	No	No	Yes	No
1461948	Jcp Investment Holdings, Llc	1177 West Loop South Suite 1320 Houston TX 77027	No	No	Yes	No
1462171	C James Pappas	1177 West Loop South Suite 1320 Houston TX 77027	No	No	Yes	No
1845388	Jcp Asset Partnership Vi, Lp	1177 West Loop South Suite 1320 Houston TX 77027	No	No	Yes	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Acquisiton	2021-04-29	11,995	$17.89	412,925	No	4	P	Indirect	By: JCP Investment Partnership, LP
Common Stock, $0.01 Par Value	Acquisiton	2021-04-29	12,500	$17.89	430,214	No	4	P	Indirect	By: JCP Asset Partnership VI, LP
Common Stock, $0.01 Par Value	Acquisiton	2021-04-29	505	$17.89	17,277	No	4	P	Indirect	By: Managed Account of JCP Investment Management, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: JCP Investment Partnership, LP
No	4	P	Indirect	By: JCP Asset Partnership VI, LP
No	4	P	Indirect	By: Managed Account of JCP Investment Management, LLC

Footnotes

This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.
Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.