Filing Details

Accession Number:
0001437749-21-010671
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-03 13:00:00
Reporting Period:
2021-04-30
Accepted Time:
2021-05-03 20:36:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499422 Rbb Bancorp RBB State Commercial Banks (6022) 272776416
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1711919 Richard David Morris 1055 Wilshire Blvd
Suite 1200
Los Angeles CA 90017
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2021-04-30 9,687 $9.29 23,463 No 4 M Direct
Common Stock, No Par Value Disposition 2021-04-30 9,687 $20.86 13,776 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2021-04-30 9,687 $9.29 9,687 $9.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-01-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $11.15 2023-01-01 53,813 53,813 Direct
Common Stock Option (right to buy) $20.55 2030-01-22 9,000 9,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-01-01 53,813 53,813 Direct
2030-01-22 9,000 9,000 Direct
Footnotes
  1. Exercise of reporting person's stock options that would otherwise expire 01/01/2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
  2. Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
  3. These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.
  4. These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
  5. These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.