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Filing Details

Accession Number:: 0001127602-21-016714
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-14 10:59:12
Reporting Period:: 2021-05-12

Accepted Time:: 2021-05-14 10:59:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1481792	Quadaphics Inc.	QUAD	Commercial Printing (2750)	391152983

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1495363	Joel J Quadracci	C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089	Chairman, Pres & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-05-12	30,000	$3.04	1,442,795	No	4	P	Direct
Class A Common Stock	Acquisiton	2021-05-13	35,300	$3.16	1,478,095	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	4,092	Indirect	By 401(a) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00		229,364	229,364	Direct
Class A Common Stock	Class B Common Stock	$0.00		2,354	2,354	Indirect
Class A Common Stock	Class B Common Stock	$0.00		2,354	2,354	Indirect
Class A Common Stock	Class B Common Stock	$0.00		120,009	120,009	Indirect
Class A Common Stock	Class B Common Stock	$0.00		2,354	2,354	Indirect
Class A Common Stock	Class B Common Stock	$0.00		2,354	2,354	Indirect
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	4,410	4,410	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	3,675	3,675	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	6,825	6,825	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	3,938	3,938	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	9,000	9,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	5,250	5,250	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	4,250	4,250	Direct
Class A Common Stock	Stock Options (Right to Buy)	$14.14	2022-01-01	39,881	39,881	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	229,364	229,364	Direct
	2,354	2,354	Indirect
	2,354	2,354	Indirect
	120,009	120,009	Indirect
	2,354	2,354	Indirect
	2,354	2,354	Indirect
2021-11-18	4,410	4,410	Direct
2021-11-18	3,675	3,675	Direct
2021-11-18	6,825	6,825	Direct
2021-11-18	3,938	3,938	Direct
2021-11-18	9,000	9,000	Direct
2021-11-18	5,250	5,250	Direct
2021-11-18	4,250	4,250	Direct
2022-01-01	39,881	39,881	Direct

Footnotes

Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $2.95 to $3.10. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $3.00 to $3.25. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
Shares acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 04/30/2021.
Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
As Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the HVQ 1992 Descendants Trust f/b/o J. Joel Quadracci. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
All options are fully vested and currently exercisable.