Filing Details

Accession Number:
0001288469-21-000127
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-13 18:38:58
Reporting Period:
2021-05-11
Accepted Time:
2021-05-13 18:38:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478340 Kishore Seendripu C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Chairman, President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-11 3,557 $33.09 574,597 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-11 5,351 $33.82 569,246 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-12 6,754 $32.42 562,492 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-12 1,500 $32.94 560,992 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-13 6,562 $32.64 554,430 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-13 3,000 $33.43 551,430 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 179,704 Direct
Common Stock 410,731 Indirect See footnote
Common Stock 410,731 Indirect See footnote
Common Stock 344,997 Indirect See footnote
Common Stock 344,997 Indirect See footnote
Common Stock 394,891 Indirect See footnote
Common Stock 394,891 Indirect See footnoe
Common Stock 396,526 Indirect See footnote
Common Stock 396,526 Indirect See footnote
Common Stock 18,920 Indirect See footnote
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  2. Represents the weighted average share price of an aggregate total of 3,557 shares sold in the price range of $32.55 to $33.55 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  4. Represents the weighted average share price of an aggregate total of 5,351 shares sold in the price range of $33.56 to $34.06 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Represents the weighted average share price of an aggregate total of 6,754 shares sold in the price range of $31.805 to $32.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. Represents the weighted average share price of an aggregate total of 1,500 shares sold in the price range of $32.81 to $33.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. Represents the weighted average share price of an aggregate total of 6,562 shares sold in the price range of $32.08 to $33.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. Represents the weighted average share price of an aggregate total of 3,000 shares sold in the price range of $33.11 to $33.845 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  9. Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  10. Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  11. Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  12. Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  13. Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  14. Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  15. Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
  16. Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
  17. Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.