Filing Details

Accession Number:
0001209191-21-032421
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-13 17:59:19
Reporting Period:
2021-05-11
Accepted Time:
2021-05-13 17:59:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1276187 Energy Transfer Lp ET Natural Gas Transmission (4922) 300108820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365562 W Ray Washburne 47 Highland Park Village, Suite 200
Dallas TX 75205
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2021-05-11 100,000 $9.53 100,000 No 4 P Indirect By: Washburne M Crowd Trust
Common Units Acquisiton 2021-05-11 100,000 $9.52 200,000 No 4 P Indirect By: Norlands LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Washburne M Crowd Trust
No 4 P Indirect By: Norlands LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units 123,930 Direct
Common Units 2,090 Indirect By: Spouse
Common Units 10,000 Indirect By: Gillon Irrevocable Trust Mary M Washburne UAD 08/19/99
Common Units 5,000 Indirect By: Gillon Irrevocable Trust Andrew V Washburne UAD 08/19/99
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Units Phantom Units $0.00 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,500 2,500 Direct
Footnotes
  1. The reported units are owned directly by Gillon Irrevocable Trust Mary M Washburne UAD 08/19/99, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  2. The reported units are owned directly by Gillon Irrevocable Trust Andrew V Washburne UAD 08/19/99, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $9.48 to $9.56, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
  4. The reported units are owned directly by Washburne M Crowd Trust, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  5. The reported units are owned directly by Norland LP, a limited partnership indirectly owned and managed by Mr. Washburne. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
  6. An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.