Filing Details

Accession Number:
0000807249-21-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-13 16:20:05
Reporting Period:
2021-05-12
Accepted Time:
2021-05-13 16:20:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060349 Gamco Investors Inc. Et Al GBL Security Brokers, Dealers & Flotation Companies (6211) 134007862
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/o Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Chairman & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-05-12 9,191 $24.29 1,887,729 No 4 S Indirect By: Associated Capital Group, Inc.
Class A Common Stock Disposition 2021-05-13 22,000 $25.03 1,865,729 No 4 S Indirect By: Associated Capital Group, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: Associated Capital Group, Inc.
No 4 S Indirect By: Associated Capital Group, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 8,642 Direct
Class A Common Stock 21,006 Indirect By: GGCP, Inc.
Class A Common Stock 816,501 Indirect By: Gabelli & Company Investment Advisers, Inc.
Class B Common Stock 453,295 Direct
Class B Common Stock 18,313,741 Indirect By: GGCP Holdings, LLC
Footnotes
  1. Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 599,943 shares of Class B Stock that can be converted into Class A Stock.
  2. These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.