Filing Details
- Accession Number:
- 0001127602-21-016457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-13 08:00:04
- Reporting Period:
- 2021-05-11
- Accepted Time:
- 2021-05-13 08:00:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229109 | Mariner J Kemper | 1010 Grand Blvd. Kansas City MO 64106 | Chairman And Ceo | Yes | Yes | No | No |
Transaction Summary
| Sold: | 2,235 shares | Avg. Price: $98.09 | Total Value: $219,233.86 |
| Number of Shares After Transactions: | 198,567 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-11 | 1,903 | $47.68 | 200,470 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-11 | 300 | $98.00 | 200,170 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 100 | $98.01 | 200,070 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 100 | $98.05 | 199,970 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 100 | $98.05 | 199,870 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 300 | $98.07 | 199,570 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 100 | $98.10 | 199,470 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 203 | $98.12 | 199,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 100 | $98.14 | 199,167 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 200 | $98.16 | 198,967 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 100 | $98.17 | 198,867 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 100 | $98.25 | 198,767 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-11 | 200 | $98.26 | 198,567 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-12 | 332 | $47.68 | 198,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-12 | 332 | $98.00 | 198,567 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-11 | 1,903 | $0.00 | 1,903 | $47.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-12 | 332 | $0.00 | 332 | $47.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,825 | 2018-02-05 | 2026-02-05 | No | 4 | M | Direct |
| 20,493 | 2018-02-05 | 2026-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Daughter - Custodial Brokerage Account |
| Common Stock | 2,103 | Indirect | By Esop |
| Common Stock | 1,000 | Indirect | By Son - Custodial Brokerage Account |
| Common Stock | 53,800 | Indirect | By Trust - TUW RC Kemper For John Mariner |
| Common Stock | 12,558 | Indirect | By Trust: Mary S Hunt Trust |
| Common Stock | 290,397 | Indirect | Held by Kemper Realty |
| Common Stock | 395,989 | Indirect | Held by Pioneer Service Corporation |
| Common Stock | 2,023,836 | Indirect | By Trust - RC Kemper Irrevocable Trust |
Footnotes
- Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
Billionaire Hedge Funds
