Filing Details
- Accession Number:
- 0001127602-21-014735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-30 13:41:55
- Reporting Period:
- 2021-04-29
- Accepted Time:
- 2021-04-30 13:41:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628590 | W David Gibbs | 7100 Corporate Drive Plano TX 75024 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-29 | 37,398 | $44.81 | 57,426 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-29 | 14,197 | $118.04 | 43,229 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-04-29 | 23,201 | $118.07 | 20,028 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-29 | 37,398 | $44.81 | 57,426 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-29 | 14,126 | $118.64 | 43,300 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-04-29 | 23,272 | $118.69 | 20,028 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2021-04-29 | 37,398 | $0.00 | 37,398 | $44.81 |
| Common Stock | Stock Appreciation Right | Disposition | 2021-04-29 | 37,398 | $0.00 | 37,398 | $44.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-06 | 2023-02-06 | No | 4 | M | Direct |
| 0 | 2017-02-06 | 2023-02-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 39,499 | Indirect | Trust - DWG |
| Common Stock | 26,394 | Indirect | Trust SJG |
Footnotes
- Vesting occurs on a quarterly basis beginning one year from grant date.
Billionaire Hedge Funds
