Filing Details
- Accession Number:
- 0000899243-21-017462
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-29 21:09:28
- Reporting Period:
- 2021-04-27
- Accepted Time:
- 2021-04-29 21:09:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1630627 | Treace Medical Concepts Inc. | TMCI | Surgical & Medical Instruments & Apparatus (3841) | 471052611 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1856367 | A. Jaime Frias | C/O Treace Medical Concepts, Inc. 203 Fort Wade Rd., Suite 150 Ponte Vedra FL 32081 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-27 | 85,570 | $0.00 | 225,551 | No | 4 | C | Indirect | Pensco Trust Company, LLC Custodian FBO Jaime A. Frias, IRA |
| Common Stock | Acquisiton | 2021-04-27 | 42,785 | $0.00 | 372,016 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2021-04-27 | 329,230 | $17.00 | 42,786 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | Pensco Trust Company, LLC Custodian FBO Jaime A. Frias, IRA |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Acquisiton | 2021-04-27 | 1,976 | $0.00 | 1,976 | $0.00 |
| Common Stock | Series A Preferred Stock | Acquisiton | 2021-04-27 | 988 | $0.00 | 988 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2021-04-27 | 85,570 | $0.00 | 85,570 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2021-04-27 | 42,785 | $0.00 | 42,785 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 85,570 | No | 4 | J | Indirect | ||
| 42,785 | No | 4 | J | Direct | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The Shares had no expiration date.
- These shares were sold by the Reporting Person as a selling stockholder in conjuction with the Issuer's Form S-1 filing, Registration Number 333-254863. The offering closed on April 27, 2021. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters.
- The Reporting Person received Series A Preferred Stock as a payment-in-kind dividend.
Billionaire Hedge Funds
