Filing Details
- Accession Number:
- 0001209191-21-029137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-29 20:55:53
- Reporting Period:
- 2021-04-27
- Accepted Time:
- 2021-04-29 20:55:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348911 | Kalvista Pharmaceuticals Inc. | KALV | Pharmaceutical Preparations (2834) | 200915291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576103 | Andreas Maetzel | C/O Kalvista Pharmaceuticals, Inc. 55 Cambridge Parkway, Suite 901E Cambridge MA 02142 | Senior Vice President, Medical | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-27 | 11,017 | $7.91 | 11,017 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-27 | 11,017 | $25.79 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-28 | 36,127 | $7.91 | 36,127 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-28 | 10,620 | $25.50 | 25,507 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-28 | 15,000 | $25.25 | 10,507 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-28 | 10,000 | $25.54 | 507 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-04-28 | 507 | $25.65 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-29 | 12,856 | $7.91 | 12,856 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-29 | 14,662 | $8.21 | 27,518 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-04-29 | 13,368 | $16.08 | 40,886 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-29 | 40,886 | $25.04 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-27 | 11,017 | $0.00 | 11,017 | $7.91 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-28 | 36,127 | $0.00 | 36,127 | $7.91 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-29 | 12,856 | $0.00 | 12,856 | $7.91 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-29 | 14,662 | $0.00 | 14,662 | $8.21 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-29 | 13,368 | $0.00 | 13,368 | $16.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,983 | 2027-03-07 | No | 4 | M | Direct | |
| 12,856 | 2027-03-07 | No | 4 | M | Direct | |
| 0 | 2027-03-07 | No | 4 | M | Direct | |
| 6,038 | 2028-06-03 | No | 4 | M | Direct | |
| 7,332 | 2028-09-17 | No | 4 | M | Direct |
Footnotes
- The option is fully vested.
- The option vests over a 4-year period: 1/48th on July 4, 2018, after which 1/48th of the total shares vest monthly, subject to continued service through each vesting date.
- The option vests over a 4-year period: 1/48th on October 18, 2018, after which 1/48th of the total shares vest monthly, subject to continued service through each vesting date.
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