Filing Details

Accession Number:
0000106640-21-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-28 16:52:17
Reporting Period:
2021-04-26
Accepted Time:
2021-04-28 16:52:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624146 T. Joseph Liotine C/o Whirlpool Corporation
2000 N. M-63
Benton Harbor MI 49022
Exec Vice President & Pres Na No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-03-09 82 $0.00 26,749 No 5 G Direct
Common Stock Disposition 2021-04-26 7,067 $238.66 19,682 No 4 S Direct
Common Stock Disposition 2021-04-26 10,966 $236.81 8,716 No 4 S Direct
Common Stock Acquisiton 2021-04-26 6,810 $132.19 15,526 No 4 M Direct
Common Stock Acquisiton 2021-04-26 8,176 $177.19 23,702 No 4 M Direct
Common Stock Acquisiton 2021-04-26 7,099 $172.70 30,801 No 4 M Direct
Common Stock Acquisiton 2021-04-26 8,314 $139.36 39,115 No 4 M Direct
Common Stock Disposition 2021-04-26 900 $234.41 38,215 No 4 S Direct
Common Stock Disposition 2021-04-26 3,449 $235.37 34,766 No 4 S Direct
Common Stock Disposition 2021-04-26 19,492 $236.37 15,274 No 4 S Direct
Common Stock Disposition 2021-04-26 6,258 $237.26 9,016 No 4 S Direct
Common Stock Disposition 2021-04-26 300 $238.66 8,716 No 4 S Direct
Common Stock Disposition 2021-04-26 209 $0.00 8,507 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Options (Right to Buy) Disposition 2021-04-26 6,810 $0.00 6,810 $132.19
Common Employee Stock Options (Right to Buy) Disposition 2021-04-26 8,176 $0.00 8,176 $177.19
Common Employee Stock Option (Right to Buy) Disposition 2021-04-26 7,099 $0.00 7,099 $172.70
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-04-26 8,314 $0.00 8,314 $139.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-15 2026-02-15 No 4 M Direct
0 2018-02-20 2027-02-20 No 4 M Direct
3,496 2019-02-19 2028-02-19 No 4 M Direct
16,622 2020-02-18 2029-02-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,457 Indirect 401(k) Stock Fund
Footnotes
  1. The sale of 7,067 shares was effected pursuant to a previously established Rule 10b5-1 trading plan.
  2. The sale of 10,966 shares at prices ranging from $236.49 to $237.24. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
  3. The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. Liotine exercised stock options that were due to expire on 2/15/2026, 2/20/2027, 2/19/2028, and 2/18/2029. The 3,496 remaining stock options vested on 2/19/2021. For the 16,622 remaining stock options, 8,311 vested on 2/18/2021 and 8,311 will vest on 2/18/2022.
  4. The sale of 900 shares of stock at prices ranging from $233.87 to $234.86. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
  5. The sale of 3,449 shares of stock at prices ranging from $234.87 to $235.85. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
  6. The sale of 19,492 shares of stock at prices ranging from $235.89 to $236.88. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
  7. The sale of 6,258 shares of stock at prices ranging from $236.89 to $237.78. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
  8. The sale of 300 shares of stock at $238.66.