Filing Details

Accession Number:
0001209191-21-028672
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-27 18:51:43
Reporting Period:
2021-04-23
Accepted Time:
2021-04-27 18:51:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596967 Moelis & Co MC Investment Advice (6282) 464500216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604686 Kenneth Moelis C/o Moelis & Company
399 Park Avenue, 5Th Floor
New York NY 10022
Chairman, Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-04-23 18,184 $57.11 344,102 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-04-26 1,401 $57.03 342,701 No 4 S Indirect By Trust
Class A Common Stock Disposition 2021-04-27 28,559 $57.06 314,142 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan.
  2. Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.
  3. The Moelis Family Trust's ownership of 314,142 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.