Filing Details
- Accession Number:
- 0001547903-21-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-27 17:05:13
- Reporting Period:
- 2021-04-23
- Accepted Time:
- 2021-04-27 17:05:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1052831 | M Bradley Shuster | C/O Nmi Holdings, Inc. 2100 Powell Street 12Th Fl. Emeryville CA 94608 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2021-04-23 | 36,604 | $24.12 | 390,183 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2021-04-26 | 23 | $24.06 | 390,160 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | 47,150 | Indirect | By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries |
Footnotes
- Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.1157. The range of sale prices was $24.00 to $24.26. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 306,752 class A common shares and 83,431 unvested restricted stock units.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a sale price of $24.06.
- Represents 306,729 class A common shares and 83,431 unvested restricted stock units.
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