Filing Details

Accession Number:
0001562180-21-002961
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-27 10:56:34
Reporting Period:
2021-04-26
Accepted Time:
2021-04-27 10:56:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1116288 K David Norton People's United Bank
850 Main Street
Bridgeport CT 06604
Sr Ex Vp & Chief Hr Offcr No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-26 54,097 $14.85 183,870 No 4 M Direct
Common Stock Acquisiton 2021-04-26 94,218 $14.57 278,088 No 4 M Direct
Common Stock Disposition 2021-04-26 54,097 $18.09 223,991 No 4 S Direct
Common Stock Disposition 2021-04-26 94,218 $18.07 129,773 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2021-04-26 54,097 $0.00 54,097 $14.85
Common Stock Employee Option to Buy Disposition 2021-04-26 94,218 $0.00 94,218 $14.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-02-19 No 4 M Direct
0 2026-02-18 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $17.98 to $18.17. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes 3,779 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 43 shares acquired through dividend reinvestment). Information is based on 3/31/2021 Plan statements.
  3. Exercisable in annual increments on 3/1/2016 (33 1/3%); 3/1/2017 (33 1/3%); and 3/1/2018 (33 1/3%).
  4. Exercisable in annual increments on 3/1/2017 (33 1/3%); 3/1/2018 (33 1/3%); and 3/1/2019 (33 1/3%).