Filing Details

Accession Number:
0000073124-21-000182
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-26 18:22:56
Reporting Period:
2021-04-23
Accepted Time:
2021-04-26 18:22:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393081 Joyce Clair St 50 South La Salle St
Chicago IL 60603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-04-23 9,248 $107.42 0 No 4 S Indirect 2020 GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect 2020 GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 46,532 Indirect By Trust
Common Stock 16,414 Direct
Common Stock 6,568 Indirect 2019 GRAT
Common Stock 5,101 Indirect 401(k) as of 3-31-2021
Footnotes
  1. Price reflects the weighted average sales price from $107.28 to $107.62. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  2. Reflects the March 5, 2021 distribution of 5,640 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
  3. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.