Filing Details

Accession Number:
0001006837-21-000041
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-04-26 17:19:43
Reporting Period:
2021-04-20
Accepted Time:
2021-04-26 17:19:43
Original Submission Date:
2021-04-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006837 Hc2 Holdings Inc. HCHC Fabricated Structural Metal Products (3440) 541708481
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1077812 A Avram Glazer C/O Woods Ovatt Gilman Llp
700 Crossroads Building
Rochester NY 14614
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-20 92,099 $3.52 2,256,207 No 4 P Indirect Avram Glazer Irrevocable Exempt Trust
Common Stock Acquisiton 2021-04-21 62,090 $3.76 2,318,297 No 4 P Indirect Avram Glazer Irrevocable Exempt Trust
Common Stock Acquisiton 2021-04-22 53,500 $3.74 2,371,797 No 4 P Indirect Avram Glazer Irrevocable Exempt Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Avram Glazer Irrevocable Exempt Trust
No 4 P Indirect Avram Glazer Irrevocable Exempt Trust
No 4 P Indirect Avram Glazer Irrevocable Exempt Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,747 Direct
Common Stock 18,983,954 Indirect Lancer Capital
Footnotes
  1. The share purchase reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.40 to $3.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  3. The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.68 to $3.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  6. The reported shares are held by Lancer Capital LLC ("Lancer"). Reporting Person is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer.