Filing Details

Accession Number:
0001209191-21-028102
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-23 16:03:32
Reporting Period:
2021-04-21
Accepted Time:
2021-04-23 16:03:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1821806 Leslie's Inc. LESL Retail-Retail Stores, Nec (5990) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1830679 L Steven Ortega 2005 East Indian School Road
Phoenix AZ 85016
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2021-04-21 312,783 $0.00 2,346,136 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2021-04-22 115,566 $25.82 2,230,570 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-04-21 312,783 $0.00 312,783 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
277,202 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 587,959 Indirect See footnote.
Footnotes
  1. Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs").
  2. The shares are held by the Mary Ann E. and Steven L. Ortega Family Trust.
  3. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.
  4. Represents grants of RSUs, of which 312,783 vested, and of which (a) subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date, 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021, and (b) subject to Mr. Ortega's continuous service as a member of the board of the Issuer, 7,353 of the RSUs will vest on November 2, 2021.