Home > Insider Trading > Filing (0001562180-21-002915)

Filing Details

Accession Number:: 0001562180-21-002915
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-22 20:30:49
Reporting Period:: 2021-04-20

Accepted Time:: 2021-04-22 20:30:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577368	Qts Realty Trust Inc.	QTS	Real Estate Investment Trusts (6798)	462809094

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587364	L. Chad Williams	C/O Qts Realty Trust, Inc. 12851 Foster Street Overland Park KS 66213	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-04-20	1,100	$0.00	226,727	No	4	C	Direct
Class A Common Stock	Disposition	2021-04-20	1,100	$67.07	225,627	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-04-20	23	$0.00	3,436	No	4	M	Indirect	Footnote
Class A Common Stock	Acquisiton	2021-04-21	15,250	$0.00	240,877	No	4	C	Direct
Class A Common Stock	Disposition	2021-04-21	15,250	$67.09	225,627	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-04-21	312	$0.00	3,748	No	4	M	Indirect	Footnote
Class A Common Stock	Acquisiton	2021-04-22	6,330	$0.00	231,957	No	4	C	Direct
Class A Common Stock	Disposition	2021-04-22	6,330	$67.08	225,627	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-04-22	130	$0.00	3,878	No	4	M	Indirect	Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct
No	4	M	Indirect	Footnote
No	4	C	Direct
No	4	S	Direct
No	4	M	Indirect	Footnote
No	4	C	Direct
No	4	S	Direct
No	4	M	Indirect	Footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class A units of Operating Partnership	Disposition	2021-04-20	1,100	$0.00	1,100	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-04-20	23	$0.00	23	$0.00
Class A Common Stock	Class A units of Operating Partnership	Disposition	2021-04-21	15,250	$0.00	15,250	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-04-21	312	$0.00	312	$0.00
Class A Common Stock	Class A units of Operating Partnership	Disposition	2021-04-22	6,330	$0.00	6,330	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-04-22	130	$0.00	130	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
82,667	No	4	C	Indirect
124,972	No	4	M	Indirect
67,417	No	4	C	Indirect
124,660	No	4	M	Indirect
61,087	No	4	C	Indirect
124,530	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	41,145	Indirect	Footnote

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class A Units of Operating Partnership	$0.00			6,041,200	6,041,200	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	6,041,200	6,041,200	Indirect

Footnotes

Shares of Class A common stock were acquired upon Mr. Williams' redemption of Class A units of the Operating Partnership. Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.20, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
The Class B common stock converted automatically into shares of Class A common stock upon the redemption of certain Class A units of the Operating Partnership of QTS Realty Trust, Inc.
Securities held by a family limited liability company of which Mr. Williams is the manager.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.22, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.27, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote.
Securities held by three separate Trusts of which Mr. Williams is the trustee.
Class A units are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
Securities are held by 13 separate family trusts of which Mr. Williams is the trustee and 2 separate family limited liability companies over which Mr. Williams has managerial authority.