Filing Details
- Accession Number:
- 0001562180-21-002914
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-22 17:15:31
- Reporting Period:
- 2021-04-20
- Accepted Time:
- 2021-04-22 17:15:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1818792 | Laureen Cook | Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-20 | 5,500 | $9.36 | 13,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-20 | 3,964 | $21.47 | 9,892 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-20 | 5,500 | $10.97 | 15,392 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-20 | 4,053 | $21.37 | 11,339 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Disposition | 2021-04-20 | 5,500 | $0.00 | 5,500 | $10.97 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2021-04-20 | 5,500 | $0.00 | 5,500 | $9.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,500 | 2026-01-05 | No | 4 | M | Direct | |
| 23,000 | 2024-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 2,500 | Direct |
Footnotes
- This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price.
- 11,339 shares are held in an account at Shareworks.
- 2,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- 5,500 stock options were granted on 1/5/2016 from the 2015 Stock Option Plan and vest over three years; vesting commences with 1,833 shares on 1/5/2017, 1,833 shares on 1/5/2018, and 1,834 shares on 1/5/2019.
- 5,500 stock options were granted on 12/10/2014 from the 2011 Stock Option Plan and vest over three years; vesting commences with 1,833 shares on 12/10/2015, 1,833 shares on 12/10/2016, and 1,834 shares on 12/10/2017.
- 23,000 stock options were granted under various dates and vesting periods of which 14,668 are currently exercisable.
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