Filing Details
- Accession Number:
- 0001758554-21-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-21 17:00:48
- Reporting Period:
- 2021-04-19
- Accepted Time:
- 2021-04-21 17:00:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392942 | Charles Liang | 980 Rock Avenue San Jose CA 95131 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-19 | 41,000 | $18.59 | 6,689,929 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-19 | 41,000 | $38.52 | 6,648,929 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-20 | 41,000 | $18.59 | 6,689,929 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-20 | 41,000 | $37.82 | 6,648,929 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-19 | 41,000 | $0.00 | 41,000 | $18.59 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-04-20 | 41,000 | $0.00 | 41,000 | $18.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 91,000 | 2021-04-25 | No | 4 | M | Direct | |
| 50,000 | 2021-04-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 144,295 | Indirect | By Spouse |
| Common Stock | 3,327 | Indirect | By Child A |
| Common Stock | 3,327 | Indirect | By Child B |
| Common Stock | 3,327 | Indirect | By Child C |
| Common Stock | 3,327 | Indirect | By Child D |
| Common Stock | 3,327 | Indirect | By Child E |
Footnotes
- The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.27 to $39.26, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $38.46, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- This stock option is fully vested and exercisable.
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