Filing Details

Accession Number:
0001209191-21-027430
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-19 20:11:33
Reporting Period:
2021-04-15
Accepted Time:
2021-04-19 20:11:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124610 Vmware Inc. VMW Services-Prepackaged Software (7372) 943292913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316331 P Patrick Gelsinger 3401 Hillview Avenue
Palo Alto CA 94304
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-04-15 15,000 $80.25 151,782 No 4 M Direct
Class A Common Stock Disposition 2021-04-15 15,000 $160.08 136,782 No 4 S Direct
Class A Common Stock Acquisiton 2021-04-16 1,536 $80.25 138,318 No 4 M Direct
Class A Common Stock Disposition 2021-04-16 1,536 $165.01 136,782 No 4 S Direct
Class A Common Stock Acquisiton 2021-04-19 24,230 $80.25 161,012 No 4 M Direct
Class A Common Stock Disposition 2021-04-19 7,400 $165.18 153,612 No 4 S Direct
Class A Common Stock Disposition 2021-04-19 6,064 $166.34 147,548 No 4 S Direct
Class A Common Stock Disposition 2021-04-19 10,766 $170.06 194,223 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right-to-buy) Disposition 2021-04-15 15,000 $0.00 15,000 $80.25
Class A Common Stock Stock Option (right-to-buy) Disposition 2021-04-16 1,536 $0.00 1,536 $80.25
Class A Common Stock Stock Option (right-to-buy) Disposition 2021-04-19 24,230 $0.00 24,230 $80.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,766 2021-07-24 No 4 M Direct
24,230 2021-07-24 No 4 M Direct
0 2021-07-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 225,912 Indirect by GRATs
Class A Common Stock 104,208 Indirect by trusts
Footnotes
  1. Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48.
  2. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04.
  4. Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88.
  5. Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72.
  6. Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21.
  7. Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021.
  8. Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust.
  9. The option is fully vested.