Filing Details

Accession Number:
0001401708-21-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-04-19 16:17:35
Reporting Period:
2021-04-15
Accepted Time:
2021-04-19 16:17:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274139 Robert Hershberg C/o Nanostring Technologies, Inc.
530 Fairview Avenue N
Seattle WA 98109
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-04-15 144 $14.71 2,034 No 4 M Direct
Common Stock Disposition 2021-04-15 7 $71.75 2,027 No 4 S Direct
Common Stock Disposition 2021-04-15 19 $72.87 2,008 No 4 S Direct
Common Stock Disposition 2021-04-15 118 $74.20 1,890 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-04-15 144 $14.71 144 $14.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,684 2025-12-31 No 4 M Direct
Footnotes
  1. The sales reported by Dr. Hershberg were effected pursuant to a Rule 10b5-1 trading plan adopted on March 15, 2020.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.165, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $73.75 to $74.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2016. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.