Filing Details

Accession Number:
0001127602-11-014078
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-29 12:56:09
Reporting Period:
2011-04-27
Filing Date:
2011-04-29
Accepted Time:
2011-04-29 12:56:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346254 Greg Creed 17901 Von Karman
Irvine CA 92614
Ceo - Taco Bell No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-27 54,200 $22.53 66,757 No 4 M Direct
Common Stock Disposition 2011-04-27 54,200 $52.08 12,557 No 4 S Direct
Common Stock Acquisiton 2011-04-27 82,878 $24.47 95,435 No 4 M Direct
Common Stock Disposition 2011-04-27 59,411 $52.23 36,024 No 4 D Direct
Common Stock Disposition 2011-04-27 23,467 $52.08 12,557 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-04-27 54,200 $0.00 54,200 $22.53
Common Stock Stock Appreciation Right Disposition 2011-04-27 82,878 $0.00 82,878 $24.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-01-28 2015-01-28 No 4 M Direct
0 2010-01-26 2016-01-26 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $51.86 to $52.28. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $51.86 to $52.28. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.